Is Your Broker A Thief?

by Dual Income No Kids on March 27, 2007 · 0 comments

I like to talk about investing and saving money. Often when I’m chatting with my friends or colleagues, people will tell me that they think money brings out the worst in people or that stock brokers are all crooks. Because of this, they don’t want to invest. As a result, they tend to miss out on the advantages of owning stocks and bonds.

So, in order to help our readers get over some of their reservations, I wanted to let people know that the NASD has a free on-line broker checking service. All you really need is the name of the broker or the firm he or she works for. Since the NASD is responsible for licensing brokers and arbitrating claims, they have up-to date relevant information on misconduct by both investment firms and individual brokers.

So, before you buy, check the NASD!

Best,

James

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